Syndication
Institutional reach,
boutique discipline.
Active relationships with established broker-dealers extend Liberty's distribution across institutional and alternative markets — conducted under documented agreements and our own supervisory standards.
- Network
- Curated Partners
- Arrangements
- Non-Exclusive
- Markets
- Institutional & Alt.
- Custody
- None by Liberty
Overview
A curated network — extending the platform.
Liberty Associates, Inc. maintains a curated network of commission-sharing, referral, and revenue-sharing relationships with established broker-dealers — extending distribution reach across institutional and alternative-investment markets without compromising supervisory standards or compliance discipline.
Every partner is independently registered and regulated. Liberty's arrangements with them are non-exclusive and are conducted under documented agreements. Liberty does not hold customer funds or securities.
Distribution Partners
The network.
Maxim Group LLC
Referral agreement with Maxim Group LLC, an SEC-registered, FINRA/SIPC-member full-service investment bank. Enables institutional-grade distribution and uplisting introductions.
ARCAS
Non-exclusive referral and revenue-sharing arrangement with Acrisure Re Corporate Advisory & Solutions, LLC, effective March 10, 2026. Liberty does not hold customer funds or securities in connection with these arrangements.
Profor Advisors, LLC
Syndication and commission-sharing relationship with Profor Advisors, LLC, an SEC-registered broker-dealer specializing in institutional placement for alternative investments.
Method
How syndication works.
Non-exclusive arrangements
All of Liberty's partner relationships are non-exclusive. Each engagement is structured for the specific transaction or distribution requirement at hand.
Pre-approval & diligence
Where required by partner agreements, candidates are submitted for prior written approval before any introduction or marketing activity begins.
Documented compensation
Compensation arrangements are documented per agreement: commission-sharing, referral fees, or revenue-sharing percentages, tracked transaction-by-transaction.
Compliance coordination
Liberty's compliance team coordinates with partner compliance teams on diligence, marketing review, and supervisory matters. Each partner remains independently regulated.
Regulatory Posture
All of Liberty Associates, Inc.'s distribution partners are independently registered broker-dealers. Liberty's arrangements with them are non-exclusive, conducted under documented agreements, and subject to applicable SEC, FINRA, and state regulations. Liberty does not hold customer funds or securities.