Leadership
Five senior leaders.
One standard.
Senior counsel and registered principals with decades of experience inside FINRA, on Wall Street, and at the New York bar.
The Team
Senior practitioners, in every transaction.
- 01
Alfonso L. Vigliotti
Independent Chairman Emeritus
Wall Street veteran with over 35 years of executive experience across capital markets, real estate, brokerage, and corporate advisory. Originally a Partner and Senior VP of Investments at Maxim Group; previously senior roles at Investec Ernst & Co., Stuart Coleman & Co., and GKN Securities.
- 02
Allison M. Lindh
CEO, COO, CCO, FINOP
Over 15 years of experience in financial operations, regulatory compliance, and early-stage corporate development. Holds Series 4, 7, 24, 27, 52, 53, 63, 65, and SIE.
- 03
Melissa J. Keller
Senior Compliance Officer / Principal Risk Monitoring Analyst
Over 30 years of experience in broker-dealer regulation, risk analysis, and strategic compliance advisory. Principal Risk Monitoring Analyst at FINRA (2012–2024). Holds Series 7, 24, 27, 63, 79, 99, and SIE.
- 04
Evan B. Azriliant, Esq.
Board Member, Treasurer, General Counsel
Attorney specializing in taxation, trusts, estates, real estate, corporate, and business law. Admitted to the New York and Florida bars; member of the U.S. Tax Court and the Southern and Eastern Districts of New York. B.A. in Mathematics from Dartmouth, J.D. from Brooklyn Law School, LL.M. in Taxation from NYU.
- 05
Paul R. McMenamin, Esq.
Senior Counsel — Compliance, Capital Markets, Investment Banking
Over 25 years of experience in corporate law, M&A, securities regulation, venture capital, and private equity. Led over $350 million in venture capital equity transactions and over $1 billion in M&A activity. J.D. from Notre Dame Law School.