The Firm
Liberty Associates, Inc. serves operating companies, issuers, institutional investors, qualified accredited investors, and supervised distribution partners across the U.S. and select international jurisdictions — with discipline, diligence, and direct relationships.
History
Liberty Associates, Inc. was founded in 1984 by the late Sidney Azriliant, Esq., as a specialty boutique broker-dealer. Over four decades, the firm has operated continuously as a FINRA member, building a reputation rooted in regulatory rigor and long-tenured client relationships.
In December 2017, ownership transitioned to Allison M. Lindh and Evan B. Azriliant. The transition marked the beginning of a sustained modernization effort: regulatory expansion, infrastructure investment, and the addition of senior compliance and operations leadership.
Milestones
Liberty Associates, Inc. incorporated in New York; SEC, FINRA (NASD), and SIPC membership effective.
New York State registration approved.
Ownership transition to Allison M. Lindh and Evan B. Azriliant.
California, Illinois, and Puerto Rico registrations added; MSRB membership effective.
Launch of the Four Pillars Project — expansion of supervised distribution across approved jurisdictions.
Active strategic broker-dealer collaborations: referral and revenue-sharing arrangement with Acrisure Re Corporate Advisory & Solutions, LLC (ARCAS, effective March 10, 2026); referral agreement with Maxim Group LLC; and syndication and commission-sharing relationship with Profor Advisors, LLC.
Today & Tomorrow
Liberty operates a relationship-driven platform focused on capital markets advisory, private placements, and supervised distribution partnerships.
The firm is led by CEO Allison Lindh and is supported by a senior team of registered principals and counsel with backgrounds at FINRA, major Wall Street firms, and the New York bar.
Liberty is in the second phase of its expansion — selectively adding affiliated branch offices, producing brokers, registered representatives, and investment bankers across the jurisdictions in which the firm is registered, supported by centralized supervision and governance.
Regulatory Information
Public regulatory information about Liberty Associates, Inc. is available at FINRA BrokerCheck (CRD# 15071).
